Yat Wa Fung
馮日華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Wa Fung (馮日華), a licensed former licensee with CE reference AGN735. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-02-13 | 2011-04-17 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-07 | 2011-04-17 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-12-07 | 2008-02-13 |
| Evolution Asia Investments Limited | RO | Type 6 — Advising on corporate finance | 2007-03-01 | 2007-09-21 |
| Evolution Asia Investments Limited | Rep | Type 1 — Dealing in securities | 2006-08-30 | 2007-09-21 |
| Evolution Asia Investments Limited | Rep | Type 6 — Advising on corporate finance | 2006-08-30 | 2007-03-01 |
| Altus Investments Limited | Rep | Type 1 — Dealing in securities | 2005-12-20 | 2006-08-11 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-10 | 2005-10-10 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-11-10 | 2006-08-11 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-17 | 2004-08-16 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-04-17 | 2004-08-16 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-22 | 2004-04-13 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-11 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-13 |