Xin (SFC:AGN859) Wu
吳欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin (SFC:AGN859) Wu (吳欣), a licensed former licensee with CE reference AGN859. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price International, Inc. | Rep | Type 4 — Advising on securities | 2003-06-06 | 2006-09-13 |
| T. Rowe Price International, Inc. | Rep | Type 9 — Asset management | 2003-06-06 | 2006-09-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2003-05-03 |