Philip Kar Leung Woo
胡家樑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Kar Leung Woo (胡家樑), a licensed former licensee with CE reference AGN890. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Itau Asia Securities Limited 億達富亞洲證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-28 | 2016-09-09 |
| Itau Asia Securities Limited 億達富亞洲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-09 | 2014-07-28 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2005-03-29 | 2011-07-09 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-07-09 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-10 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | present | 2005-03-10 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-10 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-01 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-10 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 — Asset management | present | 2005-03-10 |