Dora Tsz Wai Li
李子慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dora Tsz Wai Li (李子慧), a licensed former licensee with CE reference AGN941. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Henik Securities Limited 恒億證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-19 | 2006-05-12 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-30 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-30 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-30 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-30 |