Wai Wai Chan
陳惠慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Wai Chan (陳惠慧), a licensed former licensee with CE reference AGO440. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-01-13 | 2009-08-06 |
| Chow Tai Fook Life Insurance Company Limited 周大福人壽保險有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-15 | 2005-08-11 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-09 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-09 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-05 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-09 |