Dorothy Wan Hang Lau
劉蘊珩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dorothy Wan Hang Lau (劉蘊珩), a licensed former licensee with CE reference AGO765. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pantheon Ventures (HK) LLP |
Rep | Type 4 — Advising on securities | 2010-07-02 | 2011-06-30 |
| Pantheon Capital (Asia) Limited | Rep | Type 4 — Advising on securities | 2006-02-16 | 2010-06-30 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-12-16 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-12-16 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-22 |