Caroline Chung Man Cheung
張頌敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caroline Chung Man Cheung (張頌敏), a licensed former licensee with CE reference AGP013. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Altus Investments Limited | Rep | Type 1 — Dealing in securities | 2011-04-11 | 2018-04-10 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-04-11 | 2018-04-10 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-11-29 | 2008-12-15 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-10-06 | 2007-10-19 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-05 | 2007-10-19 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-10-05 | 2007-10-19 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-08-10 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-08-10 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-08-10 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-10 |