Fai Tong Chan
陳輝棠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fai Tong Chan (陳輝棠), a licensed former licensee with CE reference AGT970. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ALPS Capital Management Limited |
RO | Type 4 — Advising on securities | 2004-07-12 | 2006-08-31 |
| ALPS Capital Management Limited |
Rep | Type 4 — Advising on securities | present | 2004-07-12 |
| ALPS Capital Management Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-24 |
| ALPS Capital Management Limited |
Rep | Type 9 — Asset management | present | 2003-10-24 |