Kai Yin Lam
林啟賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yin Lam (林啟賢), a licensed Representative with CE reference AGT983. Currently licensed at 1 firm(s): YF Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-04 | present |
| Mighty Brokerage (Asia) Limited 敏哲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-23 | 2013-01-29 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2012-07-20 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-03 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-03 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-03 |