James Herbert Stewart
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Herbert Stewart ( ), a licensed former licensee with CE reference AGU583. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HPEF Venture Partners Limited 匯睿創業有限公司 |
RO | Type 4 — Advising on securities | 2015-12-07 | 2017-09-22 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
RO | Type 4 — Advising on securities | 2010-12-17 | 2017-09-22 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
RO | Type 9 — Asset management | 2010-12-17 | 2015-12-31 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 4 — Advising on securities | present | 2010-12-17 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-15 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 9 — Asset management | present | 2010-12-17 |