Josephine Yim Fan Tsang
曾艷芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Josephine Yim Fan Tsang (曾艷芬), a licensed Responsible Officer with CE reference AGY049. Currently licensed at 1 firm(s): JT Capital Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-12-14 | present |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
RO | Type 9 — Asset management | 2017-12-14 | present |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-14 | 2021-01-08 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-21 | 2017-04-30 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2014-12-29 | 2017-04-30 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-12-29 | 2017-04-30 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 9 — Asset management | 2014-12-29 | 2017-04-30 |