Josephine Lam
林詠琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Josephine Lam (林詠琪), a licensed Responsible Officer with CE reference AGY066. Currently licensed at 1 firm(s): Merlin Fidelis Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merlin Fidelis Asset Management Limited | RO | Type 9 — Asset management | 2021-12-24 | present |
| Merlin Fidelis Asset Management Limited | Rep | Type 9 — Asset management | 2021-11-23 | 2021-12-24 |
| AA Investment Management Limited 安安投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-27 | 2021-08-25 |
| AA Investment Management Limited 安安投資管理有限公司 |
RO | Type 4 — Advising on securities | 2021-04-27 | 2021-08-25 |
| AA Investment Management Limited 安安投資管理有限公司 |
RO | Type 9 — Asset management | 2021-04-27 | 2021-08-25 |
| Victoire Asia Investments Limited 維勝亞洲投資有限公司 |
RO | Type 9 — Asset management | 2019-05-24 | 2019-07-31 |
| Victoire Asia Investments Limited 維勝亞洲投資有限公司 |
Rep | Type 9 — Asset management | 2014-07-17 | 2019-05-24 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-01 | 2013-03-28 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2004-07-30 | 2013-03-28 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-30 | 2013-03-28 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2004-07-30 | 2013-03-28 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2004-07-30 | 2013-03-28 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 9 — Asset management | 2004-07-30 | 2013-03-28 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-02 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-02 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-02 |