Nicholas John Bannerman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas John Bannerman, a licensed Representative with CE reference AGZ558. Currently licensed at 1 firm(s): BMP Wealth Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BMP Wealth Limited |
Rep | Type 4 — Advising on securities | 2025-01-07 | present |
| BMP Wealth Limited |
Rep | Type 9 — Asset management | 2025-01-07 | present |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-17 | 2024-12-02 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-17 | 2024-12-02 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | 2015-07-17 | 2024-12-02 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-08 | 2015-07-03 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-14 | 2015-07-03 |
| Wealth Management Group Limited | Rep | Type 9 — Asset management | 2007-03-15 | 2009-09-21 |