Raymond Yiu Yue Chan
陳耀宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Yiu Yue Chan (陳耀宇), a licensed Responsible Officer with CE reference AHA800. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2017-12-19 | present |
| UBS Securities Asia Limited | RO | Type 2 — Dealing in futures contracts | 2017-12-19 | present |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2008-06-05 | 2017-12-19 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2004-02-16 | 2017-12-19 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2003-06-25 |