Timothy Charles Mariano
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Charles Mariano ( ), a licensed former licensee with CE reference AHC188. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | RO | Type 7 — Providing automated trading services | 2007-06-18 | 2019-05-15 |
| GFI (HK) Securities L.L.C. | RO | Type 1 — Dealing in securities | 2005-03-09 | 2019-05-15 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | present | 2005-03-09 |
| GFI (HK) Securities L.L.C. | Rep | Type 4 — Advising on securities | present | 2005-02-17 |
| GFI (HK) Securities L.L.C. | Rep | Type 6 — Advising on corporate finance | present | 2005-02-17 |
| GFI (HK) Securities L.L.C. | Rep | Type 9 — Asset management | present | 2005-02-17 |