Shau Hiung Chia
謝韶雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shau Hiung Chia (謝韶雄), a licensed Representative with CE reference AHC468. Currently licensed at 1 firm(s): Quam Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-07 | present |
| King Sun Securities Limited 京信證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-11-01 |
| King Sun Securities Limited 京信證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-14 |
| King Sun Securities Limited 京信證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-14 |
| King Sun Securities Limited 京信證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-14 |