Edward Wen Guang Wu
吳文廣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward Wen Guang Wu (吳文廣), a licensed Responsible Officer with CE reference AHC681. Currently licensed at 2 firm(s): TC Capital Management Limited, TC Capital International Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TC Capital Management Limited 天財資產管理有限公司 |
RO | Type 9 — Asset management | 2015-10-30 | present |
| TC Capital International Limited 天財資本國際有限公司 |
RO | Type 1 — Dealing in securities | 2010-08-11 | present |
| TC Capital International Limited 天財資本國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-08-11 | present |
| TC Capital Management Limited 天財資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-02-10 | 2025-07-30 |
| TC Capital Management Limited 天財資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-11-11 | 2015-10-30 |
| Evolution Asia Investments Limited | RO | Type 1 — Dealing in securities | 2006-06-01 | 2010-07-31 |
| Evolution Asia Investments Limited | RO | Type 6 — Advising on corporate finance | 2005-05-27 | 2010-07-31 |
| Evolution Asia Investments Limited | Rep | Type 1 — Dealing in securities | 2005-03-11 | 2006-06-01 |
| Evolution Asia Investments Limited | Rep | Type 6 — Advising on corporate finance | 2004-05-19 | 2005-05-27 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-04 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-04 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-04 |