Mark Howarth
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Howarth ( ), a licensed former licensee with CE reference AHE134. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-30 | 2009-09-15 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-30 | 2009-09-15 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-06-30 | 2009-09-15 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-07-08 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-07-08 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 4 — Advising on securities | present | 2006-07-08 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 4 — Advising on securities | present | 2006-07-08 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-27 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-27 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 7 — Providing automated trading services | present | 2006-07-08 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 7 — Providing automated trading services | present | 2006-07-08 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 9 — Asset management | present | 2005-01-27 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 9 — Asset management | present | 2005-01-27 |