Fung Nga Ng
吳豐雅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fung Nga Ng (吳豐雅), a licensed Responsible Officer with CE reference AHE261. Currently licensed at 1 firm(s): Sparc Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sparc Capital Management Limited 宏德資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-08-25 | present |
| Sparc Capital Management Limited 宏德資產管理有限公司 |
RO | Type 9 — Asset management | 2023-08-25 | present |
| Sparc Capital Management Limited 宏德資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-18 | 2023-08-25 |
| Sparc Capital Management Limited 宏德資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-08-18 | 2023-08-25 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
RO | Type 4 — Advising on securities | 2021-01-14 | 2023-07-23 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
RO | Type 9 — Asset management | 2021-01-14 | 2023-07-23 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-10 | 2021-01-14 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 9 — Asset management | 2020-11-10 | 2021-01-14 |
| TVC Management Limited |
RO | Type 4 — Advising on securities | 2012-11-23 | 2020-05-31 |
| TVC Management Limited |
RO | Type 9 — Asset management | 2012-11-23 | 2020-05-31 |
| TVC Management Limited |
Rep | Type 4 — Advising on securities | 2012-01-20 | 2012-11-23 |
| TVC Management Limited |
Rep | Type 9 — Asset management | 2012-01-20 | 2012-11-23 |
| TC Capital Management Limited 天財資產管理有限公司 |
RO | Type 9 — Asset management | 2011-10-24 | 2011-12-31 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 9 — Asset management | 2007-06-20 | 2011-09-30 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
RO | Type 4 — Advising on securities | 2007-06-20 | 2011-09-30 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-07-08 | 2006-12-01 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-07-08 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-08-30 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-30 |