Bonnie Suk Yee Tse
謝淑怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bonnie Suk Yee Tse (謝淑怡), a licensed Responsible Officer with CE reference AHF975. Currently licensed at 1 firm(s): Winco Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winco Securities Company Limited 匯濤證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-09-27 | present |
| Winco Securities Company Limited 匯濤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-17 | 2010-09-27 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 4 — Advising on securities | 2008-05-21 | 2010-08-15 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-10-05 | 2010-08-15 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-08-29 | 2007-09-30 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-26 | 2006-08-29 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-09-07 | 2006-04-30 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-09-07 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-02 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-02 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-02 |