Steven Michael Miller
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Michael Miller ( ), a licensed former licensee with CE reference AHF976. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| des Voeux Partners Limited | Rep | Type 4 — Advising on securities | 2023-03-02 | 2023-03-23 |
| des Voeux Partners Limited | Rep | Type 9 — Asset management | 2023-03-02 | 2023-03-23 |
| City Financial Investment Company (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-03-08 | 2019-03-14 |
| Segantii Capital Management Limited | Rep | Type 9 — Asset management | 2014-01-23 | 2015-09-23 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-03-08 | 2012-05-02 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-03-08 | 2012-05-02 |