Philip Lloyd Gardner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Lloyd Gardner ( ), a licensed former licensee with CE reference AHI336. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2003-08-07 | 2005-04-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 4 — Advising on securities | present | 2003-08-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 9 — Asset management | present | 2005-04-11 |