Robert James de Courcy Hughes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert James de Courcy Hughes, a licensed Responsible Officer with CE reference AHK748. Currently licensed at 1 firm(s): Elements Advisors Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Elements Advisors Limited 圓正投資顧問有限公司 |
RO | Type 9 — Asset management | 2010-06-08 | present |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-05-27 | 2010-04-10 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-04-10 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-06 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-06 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-06 |