Nicholas Edward Stoddart Longcroft
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Edward Stoddart Longcroft ( ), a licensed former licensee with CE reference AHL561. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GLG Partners Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2019-01-16 | 2019-09-27 |
| GLG Partners Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | 2019-01-16 | 2019-09-27 |
| GLG Partners Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2019-01-16 | 2019-09-27 |
| GLG Partners Hong Kong Limited |
Rep | Type 9 — Asset management | 2019-01-14 | 2019-09-27 |
| Nezu Asia Capital Management Limited 根津亞洲資本管理有限公司 |
RO | Type 9 — Asset management | 2004-10-29 | 2018-12-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2003-12-06 | 2004-02-09 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2003-12-06 | 2004-02-09 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2004-02-09 |
| J.P. Morgan Futures Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | present | 2003-12-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2004-02-09 |
| J.P. Morgan Futures Hong Kong Limited |
Rep | Type 5 — Advising on futures contracts | present | 2003-12-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-02 |
| J.P. Morgan Futures Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | present | 2003-12-03 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-12-02 |
| J.P. Morgan Futures Hong Kong Limited |
Rep | Type 9 — Asset management | present | 2003-12-03 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-12-02 |