Wai Fong Lau
劉惠芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Fong Lau (劉惠芳), a licensed Responsible Officer with CE reference AHL933. Currently licensed at 1 firm(s): Proton Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Proton Capital Limited 普頓資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-10-16 | present |
| Proton Capital Limited 普頓資本有限公司 |
RO | Type 1 — Dealing in securities | 2012-09-28 | 2019-08-13 |
| Joy Silver Limited 喜銀有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-10-31 | 2006-11-06 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-06-28 | 2006-10-31 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-20 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-02-16 |