Wai Pong Poon
潘偉邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Pong Poon (潘偉邦), a licensed former licensee with CE reference AHO114. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-22 | 2016-07-18 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2010-06-30 | 2014-09-16 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-19 | 2010-06-30 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 4 — Advising on securities | 2007-10-15 | 2010-06-30 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-10-15 |