Tsz Kin Kam
甘子健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Kin Kam (甘子健), a licensed former licensee with CE reference AHP525. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-03 | 2012-02-09 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2006-01-03 | 2012-02-09 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-01-03 | 2012-02-09 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-09-14 | 2005-08-02 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2005-08-02 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2004-08-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-08-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-08-10 |