Christopher James Andrews Hunt

CE No. AHR004 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher James Andrews Hunt, a licensed Responsible Officer with CE reference AHR004. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.

More firms doing Dealing in securities →More firms doing Dealing in futures contracts →

Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited RO Type 2 — Dealing in futures contracts 2016-06-23 present
UBS Securities Asia Limited RO Type 1 — Dealing in securities 2011-07-27 present
UBS Securities Asia Limited Rep Type 2 — Dealing in futures contracts 2008-06-05 2016-06-23
UBS Securities Asia Limited Rep Type 1 — Dealing in securities present 2011-07-27
UBS Securities Asia Limited Rep Type 4 — Advising on securities present 2005-03-24
UBS Securities Asia Limited Rep Type 6 — Advising on corporate finance present 2005-03-24
UBS Securities Asia Limited Rep Type 9 — Asset management present 2005-03-24

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