Kai Reiner Sotorp Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Reiner Sotorp Jr ( ), a licensed former licensee with CE reference AHR030. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2014-02-18 | 2014-06-30 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2014-02-18 | 2014-06-30 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2013-04-05 | 2013-10-05 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2013-04-05 | 2013-10-05 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2013-04-05 | 2014-06-30 |