Xin (SFC:AHR481) Chen
陳欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin (SFC:AHR481) Chen (陳欣), a licensed former licensee with CE reference AHR481. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-08-16 | 2020-01-31 |
| Permira Advisers Limited | Rep | Type 4 — Advising on securities | 2011-08-01 | 2014-03-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2011-06-28 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-02-27 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-10-14 |