King Wai Cheng
鄭經緯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Wai Cheng (鄭經緯), a licensed Responsible Officer with CE reference AHR486. Currently licensed at 1 firm(s): Tung Yat Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Yat Securities Limited 同一證券有限公司 |
RO | Type 9 — Asset management | 2022-12-16 | present |
| Tung Yat Securities Limited 同一證券有限公司 |
RO | Type 4 — Advising on securities | 2022-09-13 | present |
| Tung Yat Securities Limited 同一證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-13 | present |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2008-11-13 | 2018-10-24 |
| Nerico Brothers Limited | RO | Type 1 — Dealing in securities | 2008-06-17 | 2018-10-24 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2008-04-28 | 2008-06-17 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-08 | 2008-04-18 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-07-18 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-27 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-27 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-21 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-27 |