Ka Ming Leung
梁家明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ming Leung (梁家明), a licensed Responsible Officer with CE reference AHR954. Currently licensed at 2 firm(s): China Industrial Securities International Brokerage Limited, China Industrial Securities International Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-27 | present |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-08-27 | present |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-02 | 2020-08-27 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-03-02 | 2020-08-27 |
| CASH Asset Management Limited 時富資產管理有限公司 |
RO | Type 9 — Asset management | 2014-02-10 | 2020-02-08 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 9 — Asset management | 2013-10-02 | 2020-02-08 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-09-12 | 2020-02-08 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-31 | 2020-02-08 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-31 | 2020-02-08 |
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-08-31 | 2014-02-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2009-10-15 | 2010-08-21 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-09 | 2010-08-21 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-09 | 2010-08-21 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-11 | 2007-11-12 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-11 | 2007-11-12 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-10-26 | 2007-10-02 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-10 | 2007-10-02 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-10 | 2006-01-31 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-15 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-15 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-15 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-15 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-15 |