Nicholas Lock
駱有隆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Lock (駱有隆), a licensed Responsible Officer with CE reference AHS053. Currently licensed at 1 firm(s): Audrey Chow Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Audrey Chow Securities Limited 高陞證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-06-07 | present |