Ho Nam Lai
賴浩南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Nam Lai (賴浩南), a licensed former licensee with CE reference AHT314. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-24 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2003-10-28 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-24 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-24 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-24 |