Carolyn Yeuk Wan Poon
潘若韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carolyn Yeuk Wan Poon (潘若韻), a licensed former licensee with CE reference AHT395. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aetas Global Markets Limited |
Rep | Type 1 — Dealing in securities | 2015-09-04 | 2022-11-22 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | 2003-07-26 | 2005-11-12 |