Peter Tong Kan Yu
虞堂根
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Tong Kan Yu (虞堂根), a licensed former licensee with CE reference AHT711. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2012-05-09 | 2013-08-28 |
| Nerico Brothers Limited | Rep | Type 9 — Asset management | 2012-05-09 | 2013-08-28 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-31 | 2012-02-16 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-01-31 | 2012-02-16 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-01-31 | 2012-02-16 |