Kin Lun Sy
施建麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Lun Sy (施建麟), a licensed former licensee with CE reference AHU106. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-10 | 2006-08-23 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-10 | 2006-08-23 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-07-10 | 2006-08-23 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-10 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-07-01 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-10 |