Kenneth Chuan Wang
王川
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Chuan Wang (王川), a licensed former licensee with CE reference AHU775. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Vision Asset Management Limited 新盛資產管理有限公司 |
RO | Type 9 — Asset management | 2020-09-02 | 2023-03-31 |
| New Vision Asset Management Limited 新盛資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-08-21 | 2020-09-02 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-04 | 2020-07-15 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-04 | 2020-07-15 |
| dLab Asset Management Limited |
RO | Type 9 — Asset management | 2019-01-02 | 2019-05-14 |
| dLab Asset Management Limited |
Rep | Type 9 — Asset management | 2017-11-29 | 2019-01-02 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-10 | 2007-05-31 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-04-10 | 2007-05-31 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-10 | 2007-05-31 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-04-10 | 2007-05-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-13 | 2006-05-11 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-05-11 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-05-11 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-12 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-13 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-12 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-13 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-12 |