Po Kwan Ng
吳寶坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Kwan Ng (吳寶坤), a licensed Responsible Officer with CE reference AHV110. Currently licensed at 1 firm(s): Pinestone Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pinestone Securities Limited 鼎石證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-12-04 | present |
| Ewarton Securities Limited 穎翔證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-18 | 2023-09-29 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-02 | 2010-10-18 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-17 | 2003-12-30 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-17 | 2003-12-16 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-29 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-21 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-21 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-21 |