Wai Shing (SFC:AHX164) Lam
林偉成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Shing (SFC:AHX164) Lam (林偉成), a licensed former licensee with CE reference AHX164. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bosco Securities Limited 寶時證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-21 | 2010-04-20 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-09-27 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-16 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-16 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-16 |