Charlie Shiqiang Ban
班世強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charlie Shiqiang Ban (班世強), a licensed Responsible Officer with CE reference AHX810. Currently licensed at 1 firm(s): VisionGain Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VisionGain Capital Limited 滙信資本有限公司 |
RO | Type 4 — Advising on securities | 2018-01-24 | present |
| VisionGain Capital Limited 滙信資本有限公司 |
RO | Type 9 — Asset management | 2018-01-24 | present |
| VisionGain Capital Limited 滙信資本有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-18 | 2018-01-24 |
| VisionGain Capital Limited 滙信資本有限公司 |
Rep | Type 9 — Asset management | 2016-02-18 | 2018-01-24 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-02 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-02 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-02 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-02 |