Charles Austin Wheeler
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Austin Wheeler ( ), a licensed former licensee with CE reference AIC762. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard & Poor's, LLC | RO | Type 4 — Advising on securities | present | 2005-02-08 |
| Standard & Poor's, LLC | RO | Type 5 — Advising on futures contracts | present | 2005-02-08 |