Chung Yuen Chan
陳鍾元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Yuen Chan (陳鍾元), a licensed Responsible Officer with CE reference AIF914. Currently licensed at 1 firm(s): RAYS Capital Partners Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RAYS Capital Partners Limited 睿思資本有限公司 |
RO | Type 4 — Advising on securities | 2019-11-08 | present |
| RAYS Capital Partners Limited 睿思資本有限公司 |
RO | Type 9 — Asset management | 2019-11-08 | present |
| RAYS Capital Partners Limited 睿思資本有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-25 | 2019-11-08 |
| RAYS Capital Partners Limited 睿思資本有限公司 |
Rep | Type 9 — Asset management | 2012-05-25 | 2019-11-08 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-12-31 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2010-12-31 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-04-22 |