Caroline Nga Pui Choy
蔡雅珮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caroline Nga Pui Choy (蔡雅珮), a licensed Representative with CE reference AIG553. Currently licensed at 1 firm(s): Topaz Financial Group Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2025-05-30 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2014-08-08 | 2023-12-26 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-27 | 2014-08-08 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2010-06-02 |