Lap Chuen Ko

高立川
CE No. AIH610 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Chuen Ko (高立川), a licensed Responsible Officer with CE reference AIH610. Currently licensed at 3 firm(s): Rui Da International Asset Management (Hong Kong) Limited, Rui Da International Finance Holding Limited, Rui Da International Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 24.

Licence history

FirmRoleRegulated activityFromTo
Rui Da International Asset Management (Hong Kong) Limited
瑞達國際資產管理(香港)有限公司
Rep Type 9 — Asset management 2026-01-26 present
Rui Da International Asset Management (Hong Kong) Limited
瑞達國際資產管理(香港)有限公司
RO Type 4 — Advising on securities 2025-09-09 present
Rui Da International Finance Holding Limited
瑞達國際金融控股有限公司
Rep Type 2 — Dealing in futures contracts 2024-08-09 present
Rui Da International Securities (Hong Kong) Limited
瑞達國際證券(香港)有限公司
RO Type 1 — Dealing in securities 2022-02-24 present
Rui Da International Asset Management (Hong Kong) Limited
瑞達國際資產管理(香港)有限公司
Rep Type 4 — Advising on securities 2024-08-09 2025-09-09
Hoi Yick International Securities Limited
開億國際證券有限公司
RO Type 1 — Dealing in securities 2019-11-14 2021-04-16
Hoi Yick International Securities Limited
開億國際證券有限公司
RO Type 4 — Advising on securities 2019-11-14 2021-04-16
Hoi Yick International Securities Limited
開億國際證券有限公司
Rep Type 1 — Dealing in securities 2019-10-23 2019-11-14
Seazen Resources Securities Limited
新城晉峰證券有限公司
RO Type 1 — Dealing in securities 2017-11-01 2019-10-20
Seazen Resources Securities Limited
新城晉峰證券有限公司
Rep Type 1 — Dealing in securities 2017-09-26 2017-11-01
Seazen Resources Futures Limited
新城晉峰期貨有限公司
Rep Type 2 — Dealing in futures contracts 2017-09-26 2019-10-20
CLC Futures Limited
創僑期貨有限公司
Rep Type 2 — Dealing in futures contracts 2017-03-07 2017-09-14
CLC Securities Limited
創僑證券有限公司
RO Type 1 — Dealing in securities 2015-11-02 2017-09-14
CLC Securities Limited
創僑證券有限公司
Rep Type 1 — Dealing in securities 2015-08-25 2015-11-02
Supreme China Securities Limited
智華證券有限公司
Rep Type 1 — Dealing in securities 2014-10-29 2015-08-17
Fulbright Securities Limited
富昌證券有限公司
Rep Type 1 — Dealing in securities 2009-10-22 2014-10-22
Enlighten Securities Limited
名匯證券有限公司
Rep Type 1 — Dealing in securities 2006-08-21 2009-10-21
CVP Securities Limited
星火證券有限公司
Rep Type 1 — Dealing in securities 2006-03-08 2006-08-05
Enlighten Securities Limited
名匯證券有限公司
Rep Type 1 — Dealing in securities 2005-11-29 2006-03-06
CVP Securities Limited
星火證券有限公司
Rep Type 1 — Dealing in securities 2004-07-23 2005-11-24
Beijing Securities Limited
北京證券有限公司
Rep Type 1 — Dealing in securities present 2004-06-10
Beijing Securities Limited
北京證券有限公司
Rep Type 4 — Advising on securities present 2004-01-02
Beijing Securities Limited
北京證券有限公司
Rep Type 6 — Advising on corporate finance present 2004-01-02
Beijing Securities Limited
北京證券有限公司
Rep Type 9 — Asset management present 2004-01-02

Related