Shan Mui Shum
沈珊梅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shan Mui Shum (沈珊梅), a licensed Responsible Officer with CE reference AIL393. Currently licensed at 1 firm(s): Kingstone International Advisors Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingstone International Advisors Limited 景淳國際顧問有限公司 |
RO | Type 1 — Dealing in securities | 2015-08-21 | present |
| Kingstone International Advisors Limited 景淳國際顧問有限公司 |
RO | Type 4 — Advising on securities | 2015-08-21 | present |
| Kingstone International Advisors Limited 景淳國際顧問有限公司 |
RO | Type 9 — Asset management | 2015-08-21 | present |
| iBest Consultants Limited | Rep | Type 1 — Dealing in securities | 2009-05-07 | 2013-09-02 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | present | 2013-09-02 |
| iBest Consultants Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-03-12 |
| iBest Consultants Limited | Rep | Type 9 — Asset management | present | 2013-09-02 |