Francis Bernard Turley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Bernard Turley ( ), a licensed former licensee with CE reference AIL649. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Structured Funds (Asia) Limited | RO | Type 4 — Advising on securities | 2004-02-10 | 2007-04-16 |
| HSBC Structured Funds (Asia) Limited | RO | Type 9 — Asset management | 2004-02-09 | 2007-04-16 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | present | 2005-10-27 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2004-02-10 |
| HSBC Securities (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-01-08 |
| HSBC Securities (Asia) Limited | Rep | Type 9 — Asset management | present | 2004-02-09 |