Leon Miller Hindle
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leon Miller Hindle ( ), a licensed former licensee with CE reference AIN992. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BFAM Partners (Hong Kong) Limited | Rep | Type 9 — Asset management | 2019-04-01 | 2020-02-06 |
| Oracle Capital Limited 安理高有限公司 |
RO | Type 4 — Advising on securities | 2009-10-22 | 2018-06-20 |
| Oracle Capital Limited 安理高有限公司 |
RO | Type 9 — Asset management | 2009-08-17 | 2018-06-20 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-14 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-14 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-14 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-14 |