Pui Sing Or
柯沛成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Sing Or (柯沛成), a licensed Responsible Officer with CE reference AIQ685. Currently licensed at 1 firm(s): Public Financial Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Public Financial Securities Limited 大眾金融証券有限公司 |
RO | Type 1 — Dealing in securities | 2008-07-03 | present |
| Public Financial Securities Limited 大眾金融証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-07-03 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-11 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-11 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-11 |