Alan John Norman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan John Norman ( ), a licensed former licensee with CE reference AIR149. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wall Street Global Asia Limited |
RO | Type 4 — Advising on securities | 2007-08-21 | 2010-02-01 |
| MLI Limited 萬駿理財顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-09 |